WebApr 11, 2024 · According to FINRA, the SIE exam is an “introductory-level exam that assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry,” such as capital markets, financial products and their risks, trading, customer accounts, prohibited activities, and regulatory … WebApr 11, 2024 · Co-requisites: Series 6, Series 63, and SIE Exam. Candidates for the Series 6 exam must also pass the co-requisite Securities Industry Essentials (SIE) and Series 63 exams to be fully eligible to buy and sell securities. The SIE exam covers concepts fundamental to working in the industry and the Series 63 is a state-level exam that …
What is the SIE Exam Passing Rate? - Kaplan Financial Education
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